Regulatory Intelligence

Identifying regulatory requirements.
Mapping them into obligation registers.

ObligAI is a regulatory obligation management platform for financial institutions operating across multiple jurisdictions. It translates regulatory texts into structured obligations and maps them to the procedures that satisfy them — making the regulatory perimeter of an institution visible, auditable, and maintainable.

Overview

What ObligAI does.

The Challenge

Financial institutions operating across jurisdictions carry hundreds of regulatory obligations. Most are managed in spreadsheets. Few are connected to the procedures that satisfy them. Fewer still are monitored for conflicts between regulators.

The Platform

Six layers from regulatory source to compliance workbench. Each obligation has a WHAT — the legal requirement, read-only — and a HOW — the institution's documented procedure for satisfying it. Coverage is the percentage of obligations with a documented HOW.

The Architecture

Conflict detection is a structural property of the knowledge graph. When two regulations give incompatible instructions on the same data activity, the graph surfaces it as a conflict node — not as a keyword match, not as a manual review flag.

Platform Architecture

Six layers from regulator to workbench.

01
Client Profile
Legal entity, business lines, international footprint, risk profile. Determines which regulators apply.
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02
Regulatory Sources
Supervisory authorities with jurisdiction over the institution. Monitored continuously.
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03
Regulatory Library
Centralised store of regulatory texts. Scraped, parsed, indexed. The source of record.
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04
Knowledge Graph
Ontological mapping of regulators, regulations, obligations and conflicts. Structural conflict detection.
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05
Obligation Register
Each obligation: a WHAT (the legal requirement, read-only) and a HOW (the institution's documented procedure). Coverage = percentage of obligations with a documented HOW.
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06
Compliance Workbench
The analyst interface. Obligation detail, evidence locker, action panel, audit trail. Every action logged with timestamp and actor.
Get in touch For investors — founders@oblig.ai